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Shake Shack Inc. — Director's Dealing 2016
Jan 29, 2016
31166_dirs_2016-01-28_a6df3737-d9ef-475a-9519-38fb237c9afb.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: Shake Shack Inc. (SHAK)
CIK: 0001620533
Period of Report: 2015-02-04
Reporting Person: SWINGHAMER DAVID A (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| CLASS B COMMON STOCK | 1727804 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| COMMON MEMBERSHIP INTERESTS | $0 | CLASS A COMMON STOCK (1727804) | Indirect |
Footnotes
F1: These shares were omitted from the reporting person's original Form 3, and were also omitted from two Forms 4 filed by the reporting person after his original Form 3 was filed.
F2: Represents shares of Class B Common Stock held by Union Square Cafe Corp ("Union Cafe"). The reporting person owns 3.969% of the issued and outstanding common stock of Union Cafe. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: Represents common membership interest in SSE Holdings, LLC ("LLC Interests") which are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.
F4: Represents LLC Interests held by Union Cafe. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.