AI assistant
Shake Shack Inc. — Director's Dealing 2015
Aug 20, 2015
31166_dirs_2015-08-20_2c5f7dc3-4af0-462b-bc52-5c458f3df0b9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Shake Shack Inc. (SHAK)
CIK: 0001620533
Period of Report: 2015-08-18
Reporting Person: MORAN ERIN ELIZABETH (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-18 | CLASS A COMMON STOCK | C | 4260 | — | Acquired | 7260 | Direct |
| 2015-08-18 | CLASS A COMMON STOCK | S | 4260 | $57.75 | Disposed | 3000 | Direct |
| 2015-08-18 | CLASS B COMMON STOCK | J | 4260 | — | Disposed | 38343 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-18 | Common Membership Interests | $ | C | 4260 | Disposed | CLASS A COMMON STOCK (4260.0) | Direct |
Footnotes
F1: Shares obtained upon redemption of common membership interests in SSE Holdings, LLC (the "LLC Interests") for an equal number of shares of the Issuer's Class A Common Stock.
F2: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Common Stock.
F3: The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.