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Sezzle Inc. — Director's Dealing 2023
Mar 29, 2023
31442_dirs_2023-03-29_8ce60661-ef55-4324-a644-ec8711240bdb.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Sezzle Inc. (SZL.AX)
CIK: 0001662991
Period of Report: 2023-03-27
Reporting Person: Sabzivand Amin (Chief Operating Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 60755 | Direct |
| COMMON STOCK | 107143 | Direct |
| COMMON STOCK | 964807 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.84 | 2030-04-07 | COMMON STOCK (50000.0) | Direct | |
| Stock Option (right to buy) | $0.84 | 2030-04-07 | COMMON STOCK (294167.0) | Direct | |
| Stock Option (right to buy) | $0.05 | 2028-08-22 | COMMON STOCK (4167.0) | Direct | |
| Stock Option (right to buy) | $0.05 | 2029-01-04 | COMMON STOCK (37500.0) | Direct |
Footnotes
F1: Representing issued and outstanding shares underlying the CHESS Depositary Interests (CDIs) listed by the issuer for trading on the Australian Securities Exchange (ASX).
F2: Reflecting an award of restricted stock units granted on September 15, 2021, and vesting 25% on the six month anniversary of the vesting commencement date with remainder in equal installments quarterly thereafter.
F3: Reflecting an award of restricted stock units granted on May 1, 2022 and vesting 100% on May 1, 2023.
F4: The options vest and become exercisable over 4 years, beginning with 25% on the first anniversary of the vesting commencement date and then in equal monthly installments thereafter. The vesting commencement date is April 7, 2020 and 36,458 options were vested as of the reporting date.
F5: The exercise price of AUD$1.35 per share is reported in Column 4 in US Dollars using a foreign exchange rate of 0.619515 on the grant date.
F6: The reported options represent the unexercised portion of an initial grant of 300,000 options, which vest and become exercisable over 4 years, beginning with 25% on the first anniversary of the vesting commencement date and then in equal monthly installments thereafter. The vesting commencement date is July 27, 2019 and 269,167 options were vested and unexercised as of the reporting date.
F7: The options are fully vested and exercisable as of the reporting date.
F8: Representing the portion of the award that is vested but unexercised as of the reporting date.