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Sezzle Inc. — Director's Dealing 2021
Jun 11, 2021
31442_dirs_2021-06-11_72e27318-e0ab-400f-a9f7-62b7830bd99e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Sezzle Inc. (SZL.AX)
CIK: 0001662991
Period of Report: 2021-06-11
Reporting Person: Hartje Karen (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.00001 par value | 39245 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $0.05 | 2028-08-25 | Common Stock (1735000) | Direct | |
| Stock Options (right to buy) | $0.84 | 2029-07-26 | Common Stock (500000) | Direct | |
| Stock Options (right to buy) | $1.37 | 2030-05-22 | Common Stock (390625) | Direct |
Footnotes
F1: Includes 39,245 Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of Common Stock.
F2: 1,337,395 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on 8/26/2022.
F3: 229,167 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on 7/27/2023.
F4: Represents the portion of a stock option for which performance conditions have been satisfied, to vest on January 1, 2023. The remaining 781,250 shares will vest on January 1, 2023 to the extent the applicable performance conditions have been satisfied.