Sezzle Inc. — Director's Dealing 2021

Jun 11, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Sezzle Inc. (SZL.AX)
CIK: 0001662991
Period of Report: 2021-06-11

Reporting Person: Youakim Charles (Director, Executive Chairman and CEO, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $.00001 par value	78820070	Direct
Common Stock, $.00001 par value	9553571	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$0.84	2029-07-27	Common Stock (500000)		Direct

Footnotes

F1: 78,806,238 Shares are held directly or through family trusts, these shares are held in escrow until 7/30/2021. Also, includes 13,832 Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of Common Stock.

F2: The reporting person has sole dispositive power.

F3: 229,167 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on 7/27/2023. All options are held in escrow until 7/30/2021.