SES AI Corp — Director's Dealing 2023

Feb 22, 2023

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: SES AI Corp (SES)
CIK: 0001819142
Period of Report: 2022-12-31

Reporting Person: Tianqi Lithium HK Co., Ltd. (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
CLASS A COMMON STOCK, PAR VALUE $0.0001	30522386	Direct

Footnotes

F1: Tianqi Lithium HK Co., Ltd. ("Tianqi HK") is the record holder of 27,740,256 shares of Class A Common Stock and 2,782,130 shares of Class A Common Stock that may be issued for the benefit of the former holders of SES Holdings Pte. Ltd. common stock (the "Earn-Out Shares"). Tianqi HK is a direct, wholly owned subsidiary of Chengdu Tianqi Lithium Limited ("Chengdu Tianqi"), and Chengdu Tianqi is a direct, wholly owned subsidiary of Tianqi Lithium Corporation ("TLC"). TLC may be deemed to share beneficial ownership over the shares of Class A Common Stock directly owned by Tianqi HK.