AI assistant
SES AI Corp — Director's Dealing 2023
Aug 17, 2023
32615_dirs_2023-08-17_71b4b70c-980b-47d9-b4a1-f21229cae2e2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SES AI Corp (SES)
CIK: 0001819142
Period of Report: 2023-08-15
Reporting Person: Son Yongkyu (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-15 | Class A Common Stock | M | 99576 | $0.07 | Acquired | 683438 | Direct |
| 2023-08-15 | Class A Common Stock | S | 99576 | $2.1158 | Disposed | 583862 | Direct |
| 2023-08-16 | Class A Common Stock | M | 137735 | $0.07 | Acquired | 721597 | Direct |
| 2023-08-16 | Class A Common Stock | S | 137735 | $2.1307 | Disposed | 583862 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-15 | Stock Option (Right to Buy) | $0.07 | M | 99576 | Disposed | 2026-08-14 | Class A Common Stock (99576) | Direct |
| 2023-08-16 | Stock Option (Right to Buy) | $0.07 | M | 137735 | Disposed | 2026-08-14 | Class A Common Stock (137735) | Direct |
Footnotes
F1: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.135, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.09 to $2.225, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4: Reflects fully vested options granted on August 15, 2016, subject to the Reporting Person's continued service on the vesting date.