SES AI Corp — Director's Dealing 2022

Feb 14, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SES AI Corp (SES)
CIK: 0001819142
Period of Report: 2022-02-03

Reporting Person: General Motors Holdings LLC (10% Owner)
Reporting Person: General Motors Ventures LLC (10% Owner)
Reporting Person: General Motors Financial Company, Inc. (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A common stock, par value $0.0001	9880715	Direct
Class A common stock, par value $0.0001	23175622	Indirect

Footnotes

F1: General Motors Ventures LLC ("GM Ventures") is the record holder of 21,090,498 shares of Class A Common Stock and 2,085,124 shares of Class A Common Stock that may be issued for the benefit of the former holders of SES Holdings Pte. Ltd. common stock (the "Earn-Out Shares"). General Motors Holdings LLC ("GM Holdings") is the record holder of 9,043,889 shares of Class A Common Stock and 836,826 Earn-Out Shares. GM Ventures is a direct, wholly owned subsidiary of GM Holdings, and GM Holdings is a direct, wholly owned subsidiary of General Motors Company ("GM"). GM may be deemed to share beneficial ownership over the shares of Class A Common Stock directly owned by GM Ventures and GM Holdings, and GM Holdings may be deemed to share beneficial ownership over the shares of Class A Common Stock directly owned by GM Ventures. Each of GM and GM Holdings disclaims beneficial ownership of any shares other than to the extent they may have a pecuniary interest therein.

F2: (Continued form footnote 1) The address of the principal business office of each of GM, GM Holdings, and GM Ventures is 300 Renaissance Center, Detroit, MI, 48265.