SES AI Corp — Director's Dealing 2022

Nov 21, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SES AI Corp (SES)
CIK: 0001819142
Period of Report: 2022-11-17

Reporting Person: Makharia Rohit (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-11-17	Class A Common Stock	M	82750	$0.16	Acquired	82750	Direct
2022-11-17	Class A Common Stock	S	82750	$4.9735	Disposed	0	Direct
2022-11-18	Class A Common Stock	M	1847	$0.16	Acquired	1847	Direct
2022-11-18	Class A Common Stock	S	1847	$4.9060	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-11-17	Stock Option	$0.16	M	82750	Disposed	2031-02-28	Class A Common Stock (82750)	Direct
2022-11-18	Stock Option	$0.16	M	1847	Disposed	2031-02-28	Class A Common Stock (1847)	Direct

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $5.03, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $4.93, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: Reflects options granted on March 1, 2021 that vested 25% on the first anniversary of the grant date and will continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on each vesting date.