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SES AI Corp Director's Dealing 2022

Nov 29, 2022

32615_dirs_2022-11-29_b88db980-c6d5-4a5b-9a4c-ac491adc15c1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SES AI Corp (SES)
CIK: 0001819142
Period of Report: 2022-11-28

Reporting Person: Gan Hong (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-11-28 Class A Common Stock M 9233 $0.14 Acquired 288562 Direct
2022-11-28 Class A Common Stock S 9233 $4.9489 Disposed 279329 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-11-28 Stock Option $0.14 M 9233 Disposed 2030-03-31 Class A Common Stock (9233) Direct

Footnotes

F1: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.89 to $4.9489, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date.