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SES AI Corp — Director's Dealing 2022
Dec 2, 2022
32615_dirs_2022-12-02_a6b7f301-420d-46b4-a2f1-edbcd92c233e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SES AI Corp (SES)
CIK: 0001819142
Period of Report: 2022-12-02
Reporting Person: Gan Hong (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-02 | Class A Common Stock | M | 15000 | $0.14 | Acquired | 294329 | Direct |
| 2022-12-02 | Class A Common Stock | S | 15000 | $4.8169 | Disposed | 279329 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-02 | Stock Option | $0.14 | M | 15000 | Disposed | 2030-03-31 | Class A Common Stock (15000) | Direct |
Footnotes
F1: Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.78 to $4.88, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date.