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SES AI Corp — Director's Dealing 2021
Jul 21, 2021
32615_dirs_2021-07-21_4faebeb8-7db9-402a-a342-70023dbd20df.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ivanhoe Capital Acquisition Corp. (IVAN)
CIK: 0001819142
Period of Report: 2021-07-20
Reporting Person: FRIEDLAND ROBERT M (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-20 | Class A Ordinary Shares | P | 50000 | $9.88 | Acquired | 200000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-20 | Public Warrants | $11.50 | P | 79166 | Acquired | Class A Ordinary Shares (79166) | Direct |
Footnotes
F1: Each whole public warrant is exercisable to purchase one Class A Ordinary Share at an exercise price at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Warrants - Public Shareholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-251493) (the "Registration Statement").
F2: The public warrants will become exercisable beginning on the later of January 11, 2022 or 30 days after the completion of the Issuer's initial business combination as described under the heading "Description of Securities - Warrants - Public Shareholders' Warrants" in the Registration Statement.
F3: The public warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities -Warrants - Public Shareholders' Warrants" in the Registration Statement.