Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SERVICE STREAM LIMITED Major Shareholding Notification 2021

Mar 23, 2021

65865_rns_2021-03-23_d62ef1ec-c3ce-4481-b0fd-f4f3af63d3db.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme Service Stream Limited
ACN/ARSN 072 369 870
1. Details of substantial holder (1)
Name Vanguard Group (The Vanguard Group, Inc. and its controlled entities including those
ACN/ARSN (if applicable) listed in Annexure A)N/A
The holder ceased to be asubstantial holder on 18 March 2021
The previous notice was given to the company on 23 December 2020
The previous notice was dated 23 December 2020

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange Person whoserelevant interestchanged Nature ofchange (4) Considerationgiven in relationto change (5) Class (6) andnumber ofsecurities affected Person's votesaffected
See Annexure A Vanguard Groupnow holds 4.976% ofvoting power

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Vanguard Group P.O. Box 2600, V26 Valley Forge, PA 19482 USA

Signature

print name Shawn Acker capacity Compliance Manager
sign here date23 March 2021

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
  • (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  • (3) See the definition of "associate" in section 9 of the Corporations Act 2001.
  • (4) Include details of:
    • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
    • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • (6) The voting shares of a company constitute one class unless divided into separate classes.
  • (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

To Company Service Stream Limited ACN/ARSN 072 369 870

Substantial Holder Name Vanguard Group ACN/ARSN N/A

Consideration
Nature of given in relation Number of securities Person's votes
Date of change Person whose relevant interest changed Change(6) to change(7) Class affected affected
22-Dec-20 The Vanguard Group, Inc. BUY 1.71 Ordinary 2,710 2,710
24-Dec-20 The Vanguard Group, Inc. BUY 1.81 Ordinary 70,019 70,019
20-Jan-21 The Vanguard Group, Inc. BUY 1.80 Ordinary 7,521 7,521
19-Feb-21 The Vanguard Group, Inc. SELL 1.71 Ordinary -14,970 -14,970
22-Feb-21 The Vanguard Group, Inc. SELL 1.72 Ordinary -7,394 -7,394
22-Dec-20 Vanguard Investments Australia Ltd. BUY 1.71 Ordinary 7,380 7,380
29-Dec-20 Vanguard Investments Australia Ltd. BUY 1.82 Ordinary 2,522 2,522
30-Dec-20 Vanguard Investments Australia Ltd. BUY 1.83 Ordinary 3,783 3,783
31-Dec-20 Vanguard Investments Australia Ltd. BUY 1.81 Ordinary 2,080 2,080
4-Jan-21 Vanguard Investments Australia Ltd. BUY 1.81 Ordinary 3,790 3,790
6-Jan-21 Vanguard Investments Australia Ltd. BUY 1.77 Ordinary 4,584 4,584
11-Jan-21 Vanguard Investments Australia Ltd. BUY 1.67 Ordinary 3,750 3,750
14-Jan-21 Vanguard Investments Australia Ltd. BUY 1.76 Ordinary 5,696 5,696
19-Jan-21 Vanguard Investments Australia Ltd. BUY 1.73 Ordinary 1,685 1,685
20-Jan-21 Vanguard Investments Australia Ltd. BUY 1.80 Ordinary 3,750 3,750
20-Jan-21 Vanguard Investments Australia Ltd. BUY 1.80 Ordinary 536 536
28-Jan-21 Vanguard Investments Australia Ltd. BUY 1.73 Ordinary 4,199 4,199
2-Feb-21 Vanguard Investments Australia Ltd. BUY 1.79 Ordinary 4,522 4,522
3-Feb-21 Vanguard Investments Australia Ltd. BUY 1.79 Ordinary 536 536
5-Feb-21 Vanguard Investments Australia Ltd. BUY 1.78 Ordinary 1,101 1,101
8-Feb-21 Vanguard Investments Australia Ltd. BUY 1.74 Ordinary 3,807 3,807
8-Feb-21 Vanguard Investments Australia Ltd. BUY 1.74 Ordinary 5,076 5,076
8-Feb-21 Vanguard Investments Australia Ltd. SELL 1.74 Ordinary -2,064 -2,064
10-Feb-21 Vanguard Investments Australia Ltd. BUY 1.71 Ordinary 2,064 2,064
10-Feb-21 Vanguard Investments Australia Ltd. BUY 1.71 Ordinary 4,966 4,966
11-Feb-21 Vanguard Investments Australia Ltd. BUY 1.68 Ordinary 2,674 2,674
16-Feb-21 Vanguard Investments Australia Ltd. BUY 1.69 Ordinary 3,810 3,810
16-Feb-21 Vanguard Investments Australia Ltd. SELL 1.69 Ordinary -2,068 -2,068
16-Feb-21 Vanguard Investments Australia Ltd. BUY 1.69 Ordinary 517 517
19-Feb-21 Vanguard Investments Australia Ltd. BUY 1.70 Ordinary 58,309 58,309
22-Feb-21 Vanguard Investments Australia Ltd. BUY 1.72 Ordinary 3,880 3,880
23-Feb-21 Vanguard Investments Australia Ltd. BUY 1.71 Ordinary 2,068 2,068
26-Feb-21 Vanguard Investments Australia Ltd. BUY 1.15 Ordinary 3,807 3,807
26-Feb-21 Vanguard Investments Australia Ltd. BUY 1.15 Ordinary 3,790 3,790
3-Mar-21 Vanguard Investments Australia Ltd. BUY 1.14 Ordinary 7,260 7,260
5-Mar-21 Vanguard Investments Australia Ltd. BUY 1.14 Ordinary 3,660 3,660
8-Mar-21 Vanguard Investments Australia Ltd. BUY 1.12 Ordinary 810 810
9-Mar-21 Vanguard Investments Australia Ltd. BUY 1.14 Ordinary 1,152 1,152
10-Mar-21 Vanguard Investments Australia Ltd. BUY 1.13 Ordinary 1,569 1,569
10-Mar-21 Vanguard Investments Australia Ltd. BUY 1.13 Ordinary 4,632 4,632
15-Mar-21 Vanguard Investments Australia Ltd. SELL 1.25 Ordinary -2,096 -2,096
17-Mar-21 Vanguard Investments Australia Ltd. SELL 1.23 Ordinary -11,752 -11,752
17-Mar-21 Vanguard Investments Australia Ltd. SELL 1.23 Ordinary -8,333 -8,333
17-Mar-21 Vanguard Investments Australia Ltd. SELL 1.23 Ordinary -21,898 -21,898
17-Mar-21 Vanguard Investments Australia Ltd. BUY 1.24 Ordinary 3,813 3,813
17-Mar-21 Vanguard Investments Australia Ltd. SELL 1.23 Ordinary -38,017 -38,017
17-Mar-21 Vanguard Investments Australia Ltd. BUY 1.24 Ordinary 3,790 3,790
18-Mar-21 Vanguard Investments Australia Ltd. SELL 1.26 Ordinary -35,815 -35,815
18-Mar-21 Vanguard Investments Australia Ltd. SELL 1.26 Ordinary -1,145 -1,145
18-Mar-21 Vanguard Investments Australia Ltd. SELL 1.26 Ordinary -25,395 -25,395
18-Mar-21 Vanguard Investments Australia Ltd. SELL 1.26 Ordinary -66,738 -66,738
18-Mar-21 Vanguard Investments Australia Ltd. SELL 1.26 Ordinary -115,865 -115,865

This is Annexure A of 1 pages referred to in Form 605, Notice of Ceasing to be a substantial holder.

Signature:
Name: Shawn Acker
Capacity: Compliance Manager
Date: 23 March 2021