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SERVICE STREAM LIMITED Major Shareholding Notification 2014
65865_rns_2014-04-30_5d0993ed-0fa8-450d-83a3-de2de2a3cce8.pdf
Major Shareholding Notification
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FAX MESSAGE
Date:
1 May 2014
To: Company Announcements Office Company: Australian Stock Exchange Fax number: 1300 135 638
From: Steve Johnson Contact number: 02 8305 6051 Pgs (inc cover): 4
FORM 603 - NOTICE OF INITIAL SUBSTANTIAL HOLDER
We attach a notice of initial substantial holder with regards to our interest in units in Service Stream Limited (SSM).
Steven Johnson Director
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Form 603 Corporations Act 2001 Section 671B NOTICE OF INITIAL SUBSTANTIAL HOLDER
To Service Stream Limited (ASX Code: SSM)
ACN/ARSN 072 369 870
1. Details of substantial holder (1)
Name Intelligent Investor Funds Pty Ltd
ABN ABN: 78 138 351 345
The holder became a substantial holder on 28 / 4 / 2014
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had relevant interest (3) in on the date the substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | ---------Voting power (6) |
|---|---|---|---|
| Ordinary Shares____ | 21.923.322 | 21 923 322 | 5.67% |
| ____ | __ |
3. Details of relevant intorosts
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number ofsecurities |
|---|---|---|
| Intelligent Investor Funds PtyLtd | Power to (or to control) exercisevote 21,923,322 fully paid ordinaryunits and/or dispose of the securitiesas investment managers of theIntelligent Investor Value Fund andIntelligent Investor Wholesale ValueFund | 21,923,322 ordinaryunits |
4. Dotails of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevantinterest | Registered holder ofsecurities | --------------------------------------Persons entitled tobe registered asholder | Class and number ofsecurities |
|---|---|---|---|
| Intelligent Investor FundsPty Ltd | National NomineesLimited | Fundhost Limited asresponsible entity ofthe IntelligentInvestor Value Fund | 12,321,098 ordinaryunits |
| Intelligent Investor FundsPty Ltd | Bond Street CustodiansLimited as Custodian ofthe Intelligent InvestorWholesale Value FundARSN 110 619 488 | Macro Capital asResponsible Entity ofthe IntelligentInvestor WholesaleValue FundARSN 110 619 488 | 9,602,224 ordinary units |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became the substantial holder is as follows:
| Holder of relevant interest | Date ofacquisition | Consideration (9)----- | Class and number ofsecurities | |
|---|---|---|---|---|
| Cash | Non-cash | -- | ||
| Intelligent Investor Funds Pty Ltd | 28/04/2014___ | $607.107 | 3,372,819 |
6. Associates
The reasons the person named in paragraph 3 above are associates of the substantial holder are as follows:
| ---- | ----- |
|---|---|
| Name and CAN/ARSN (if applicable) | -- |
| . | Name of association. |
| -- | . |
| ---- | |
| -- | ----- |
| ---------___ | —— |
7. Addresses
The addresses of persons named on this form are as follows:
| │ Name | Address |
|---|---|
| Service Stream Limited (SSM) | Service Stream Limited, Level 4, 350 CollinsStreet, MELBOURNE, VIC, AUSTRALIA, 3000 |
| Intelligent Investor Funds Pty Ltd | Level 2, 122 Pitt St, SYDNEY, NSW,AUSTRALIA, 2000 |
| Macro Capital Limited | Unit 2, 55 Salvado Road, Subiaco, WA,Australia, 6008 |
| Fundhost Limited | Suite 1, Level 9, 70 Castlereagh St, SydneyNSW, Australia, 2000 |
Signature
Print name: Steven Johnson
Signature:
Capacity: Director
Date: 28/04/2014
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (7) Include details of:
- (a) any relevant agreement or other circumstances by which the relevant interest was acquired, if subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
- See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.