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SERVICE CORP INTERNATIONAL — Director's Dealing 2021
Aug 3, 2021
30526_dirs_2021-08-03_98512d8b-81c6-48b4-b280-05c0336af658.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SERVICE CORP INTERNATIONAL (SCI)
CIK: 0000089089
Period of Report: 2021-07-30
Reporting Person: RYAN THOMAS L (Director, President, CEO & Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-30 | Common Stock | M | 36354 | $17.405 | Acquired | 1169662 | Direct |
| 2021-07-30 | Common Stock | S | 36354 | $62.5238 | Disposed | 1133308 | Direct |
| 2021-07-30 | Common Stock | M | 72000 | $23.00 | Acquired | 1205308 | Direct |
| 2021-07-30 | Common Stock | S | 72000 | $63.0055 | Disposed | 1133308 | Direct |
| 2021-08-02 | Common Stock | J | 157899 | $51.7789 | Disposed | 975409 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-30 | Employee Stock Option (right to buy) | $17.405 | M | 36354 | Acquired | 2022-02-11 | Common Stock (36354) | Direct |
| 2021-07-30 | Employee Stock Option (right to buy) | $23.00 | M | 72000 | Acquired | 2023-02-10 | Common Stock (72000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 157899 | Indirect |
| Common Stock | 424000 | Indirect |
Footnotes
F1: The shares were sold in multiple transactions at prices ranging from $62.35 to $62.84 per share on July 30, 2021. The $62.5238 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The shares were sold in multiple transactions at prices ranging from $62.48 to $63.23 per share on July 30, 2021. The $63.0055 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: These shares were sold by reporting person to three trusts established for the benefit of his children. The transfer of the shares resulted in a decrease in the number of shares held by the reporting person directly and a corresponding increase in the number of shares held by the reporting person indirectly. Reporting person disclaims beneficial ownership of the shares.
F4: The option vested in three equal installments on February 11, 2015, 2016, and 2017.
F5: The option vested in three equal installments on February 10, 2016, 2017, and 2018.