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SERVICE CORP INTERNATIONAL — Director's Dealing 2015
May 8, 2015
30526_dirs_2015-05-08_10640d0e-5e69-4788-9a88-05baef0108a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SERVICE CORPORATION INTERNATIONAL (SCI)
CIK: 0000089089
Period of Report: 2015-05-06
Reporting Person: WALTRIP R L (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-06 | Common Stock | M | 40480 | $9.085 | Acquired | 820585 | Direct |
| 2015-05-06 | Common Stock | S | 40480 | $27.50 | Disposed | 780105 | Direct |
| 2015-05-07 | Common Stock | M | 26355 | $9.085 | Acquired | 806460 | Direct |
| 2015-05-07 | Common Stock | S | 26355 | $27.50 | Disposed | 780105 | Direct |
| 2015-05-07 | Common Stock | M | 33165 | $11.175 | Acquired | 813270 | Direct |
| 2015-05-07 | Common Stock | S | 33165 | $27.50 | Disposed | 780105 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-06 | Employee Stock Option (right to buy) | $9.085 | M | 40480 | Disposed | 2019-02-08 | Common Stock (40480) | Direct |
| 2015-05-07 | Employee Stock Option (right to buy) | $9.085 | M | 26355 | Disposed | 2019-02-08 | Common Stock (26355) | Direct |
| 2015-05-07 | Employee Stock Option (right to buy) | $11.175 | M | 33165 | Disposed | 2020-02-07 | Common Stock (33165) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 460133 | Indirect |
| Common Stock | 367150 | Indirect |
| Common Stock | 101234 | Indirect |
| Common Stock | 51045 | Indirect |
Footnotes
F1: The shares were sold in multiple transactions ranging from $27.50 to $27.51 per share on 5/6/2015. The sale price on 5/6/2015 reported above is the weighted average sales prices. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The indicated shares are held in trusts under will of Wanda A. McGee.
F3: Beneficial ownership of the indicated shares is disclaimed.
F4: The indicated shares are held by three Wanda A. McGee 1972 Trusts.
F5: The indicated shares are held by the Robert L. Waltrip Family Trusts.