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SERKO LIMITED — Share Issue/Capital Change 2025
May 26, 2025
65804_rns_2025-05-26_65065155-eba6-403a-ba82-cfc5e4753bf4.pdf
Share Issue/Capital Change
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Appendix 2A - Application for quotation of securities
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Announcement Summary
Entity name
SERKO LIMITED
Announcement Type
New announcement
Date of this announcement
Tuesday May 27, 2025
The +securities to be quoted are:
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| SKO | ORDINARY FULLY PAID FOREIGN EXEMPT | 1,473,783 | 27/05/2025 |
| NZX |
Refer to next page for full details of the announcement
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
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Part 1 - Entity and announcement details
1.1 Name of entity
SERKO LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ARBN
Registration number
611613980
1.3 ASX issuer code
SKO
1.4 The announcement is
New announcement
1.5 Date of this announcement
27/5/2025
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
2.2 The +class of +securities to be quoted is:
Additional +securities in a class that is already quoted on ASX ("existing class")
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Appendix 2A - Application for quotation of securities
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme FROM (Existing Class) ASX +security code and description SKOAB : RESTRICTED SHARE UNITS
TO (Existing Class) ASX +security code and description
SKO : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 1,473,783
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms - https://4389989.fs1.hubspotusercontent na1.net/hubfs/4389989/Serko%20Investor%20Centre/Results%20and%20Report s/FY25/FY25%20Full%20Year%20Results/Serko-AnnualReport-2025-v1-Web.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate Yes
Provide details of the KMP or +associates being issued +securities
| Name of KMP | Name of registered holder | Number of +securities |
|---|---|---|
| Darrin Grafton | Darrin Grafton | 96,603 |
| Darrin Grafton | Donna Bailey | 2,103 |
| Robert Shaw | Robert Shaw | 65,567 |
| Shane Sampson | Shane Sampson | 122,668 |
| Elizabeth Fraser | Elizabeth Fraser | 66,239 |
Issue date
27/5/2025
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
Issue details
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Number of +securities to be quoted
1,473,783
Are the +securities being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Non-cash consideration is provided in the form of services rendered and to be rendered by the holders as employees of Serko.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
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Appendix 2A - Application for quotation of securities
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Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
+securities subject of this application) |
|
|---|---|
| Total number of | |
| ASX +security code and description | +securities on issue |
| SKO : ORDINARY FULLY PAID FOREIGN EXEMPT NZX | 124,600,150 |
| 4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| SKOAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES | 60,209 |
| SKOAB : RESTRICTED SHARE UNITS | 2,366,462 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
Appendix 2A - Application for quotation of securities
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