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SERKO LIMITED — Major Shareholding Notification 2025
Jul 9, 2025
65804_rns_2025-07-09_f07270f5-f7f5-419c-b031-d81dcce5b2d1.pdf
Major Shareholding Notification
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Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013
| To NZX Limited |
To NZX Limited |
||
|---|---|---|---|
| and | |||
| To Serko Ltd |
|||
| Relevant event being disclosed: Movement of 1% or more in substantial |
holding | ||
| Date of relevant event: | 16 June 2025 | ||
| Date this disclosure made: | 16 June 2025 | ||
| Date last disclosure made: | 2 May 2024 | ||
| Substantial product holder(s) giving disclosure | |||
| Full name(s): ANZ New |
Zealand Investments Limited, ANZ Bank New | Zealand Limited and ANZ Custodial Services New Zealand Limited | |
| Summary of substantial holding | |||
| Class of quoted voting products: Common Stock - SKO |
|||
| Summary for: | |||
| ANZ New Zealand Investments Limited, | ANZ Bank New Zealand Limited and ANZ | ||
| Custodial Services New Zealand Limited | (aggregated as related bodies corporate) | ||
| Forthisdisclosure,— | |||
| (a) total number held in class: | 7,779,856 | ||
| (b) total in class: | 124,600,000 | ||
| (c) total percentage held in | class: | 6.244% | |
| Forlastdisclosure,— | |||
| (a) total number held in class: | 6,353,487 | ||
| (b) total in class: | 121,846,000 | ||
| (c) total percentage held in | class: | 5.214% | |
| The above summary excludes | the custodial holdings of ANZ Custodial Services New Zealand Limited (which are set out below), so that these | ||
| are not double-counted in the | aggregated related bodies | disclosure. | |
| Summaries of the individual holdings of each of ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ Custodial | |||
| Services New Zealand Limited | are as follows. | ||
| Summary for: | ANZ New Zealand Investments Limited |
| Summary for: | ANZ New Zealand Investments Limited | ANZ New Zealand Investments Limited |
|---|---|---|
| Forthisdisclosure,— | ||
| (a) total number held in class: | 7,775,856 | |
| (b) total in class: | 124,600,000 | |
| (c) total percentage held in class: | 6.241% | |
| Forlastdisclosure,— | ||
| (a) total number held in class: | 6,351,487 | |
| (b) total in class: | 121,846,000 | |
| (c) total percentage held in class: | 5.213% | |
| Summary for: | ANZ Bank New Zealand Limited | |
| Forthisdisclosure,— | ||
| (a) total number held in class: | 4,000 | |
| (b) total in class: | 124,600,000 | |
| (c) total percentage held in class: | 0.003% | |
| Forlastdisclosure,— | ||
| (a) total number held in class: | 2,000 | |
| (b) total in class: | 121,846,000 | |
| (c) total percentage held in class: | 0.002% |
Summary for:
ANZ Custodial Services New Zealand Limited
For this disclosure,—
| (a) total number held in class: | 4,000 |
|---|---|
| (b) total in class: | 124,600,000 |
| (c) total percentage held in class: | 0.003% |
| Forlastdisclosure,— | |
| (a) total number held in class: | 2,000 |
| (b) total in class: | 121,846,000 |
| (c) total percentage held in class: | 0.002% |
| Details of transactions and events giving rise to relevant event | |
| Details of the transactions or other events requiring disclosure by ANZ New Zealand Investments Limited: |
On-market trades
| Transaction Type | Period | Period | Shares | Consideration (NZD) |
|---|---|---|---|---|
| On-market Purchases | 02/05/2024-16/06/2025 | 1,876,816.00 | (5,898,876.64) | |
| On-market Sales | 02/05/2024-16/06/2025 | (5,197.00) | 18,394.00 | |
| 1,871,619.00 | (5,880,482.64) | |||
| Off-market trades | ||||
| Transaction Type | Date of transaction |
Name of other party to the transaction |
Shares | Consideration (NZD) |
| Off-market Sale | 06/11/2024 | (254,250.00) | 775,462.50 | |
| Off-market Sale | 16/10/2024 | (2,690.00) | 7,424.40 | |
| Off-market Sale | 16/10/2024 | (39,910.00) | 110,151.60 | |
| Off-market Sale | 16/10/2024 | (150,400.00) | 415,104.00 | |
| (447,250.00) | 1,308,142.50 |
Details of the transactions or other events requiring disclosure by ANZ Bank New Zealand Limited: Relevant interests under the trading and custody service
On-market trades
| Transaction Type | Period | Shares | Consideration (NZD) |
|---|---|---|---|
| On-market Purchases | 02/05/2024-16/06/2025 | 2,000.00 | 7,257.60 |
| On-market Sales | 02/05/2024-16/06/2025 | - | - |
| 2,000.00 | 7,257.60 |
Details of the transactions or other events requiring disclosure by ANZ Custodial Services New Zealand Limited:
On-market trades
| Transaction Type | Period | Shares | Consideration (NZD) |
|---|---|---|---|
| On-market Purchases | 02/05/2024-16/06/2025 | 2,000.00 | 7,257.60 |
| On-market Sales | 02/05/2024-16/06/2025 | - | - |
| 2,000.00 | 7,257.60 |
Details after relevant event
Details for: ANZ New Zealand Investments Limited
Nature of relevant interest(s):
ANZ New Zealand Investments Limited (ANZ Investments) acts as a manager or investment manager for certain managed investment schemes under investment management contracts. ANZ Investments has a relevant interest in the financial products arising only from the powers of investment contained in the investment management contracts as it has:
-
a qualified power to control the exercise of the right to vote attached to the financial products; and
-
a qualified power to acquire or dispose of the financial products.
The investment management contracts are not attached to this notice pursuant to regulation 142 of the Financial Markets Conduct Regulations 2014 (Regulations).
| For | that relevant interest,— | ||
|---|---|---|---|
| (a) | number held in class: | 7,775,856 | |
| (b) | percentage held in class: | 6.241% | |
| (c) | current registered holder(s): | Unknown |
(d) registered holder(s) once transfers are registered: The New Zealand Guardian Trust Company Limited 7,775,856
ANZ Investments also has a relevant interest in the holdings of ANZ Bank New Zealand Limited and ANZ Custodial Services New Zealand Limited as disclosed in this notice, because all of these companies are related bodies corporate.
Details for: ANZ Bank New Zealand Limited
Nature of relevant interest(s):
ANZ Bank also provides a trading and custody service in respect of individual client investment portfolios under a trading service client agreement. ANZ Bank has a relevant interest in the financial products arising only from the powers of investment contained in the trading service client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and - a conditional power to dispose of the financial products.
The trading service client agreement is not attached to this notice pursuant to regulation 142 of the Regulations.
For that relevant interest,—
| (a) | number held in class: | 4,000 |
|---|---|---|
| (b) | percentage held in class: | 0.003% |
| (c) | current registered holder(s) of securities: | Unknown |
| (d) | registered holder(s) of securities once transfers registered: | ANZ Custodial Services New Zealand Limited |
ANZ Bank also has a relevant interest in the holdings of ANZ New Zealand Investments Limited and ANZ Custodial Services New Zealand Limited as disclosed in this notice, because all of these companies are related bodies corporate.
Details for: ANZ Custodial Services New Zealand Limited
Nature of relevant interest(s):
ANZ Custodial Services New Zealand Limited (ANZCS) is the custodian for:
-ANZ New Zealand Investments Limited's wholesale discretionary investment management service under a custody agreement; and
-ANZ Bank New Zealand Limited's discretionary investment management service and trading and custody service under a custody agreement. ANZCS has a relevant interest in the financial products as it is the registered holder of the financial products.
The custody agreement is not attached to this notice pursuant to regulation 141 of the Regulations.
For that relevant interest,—
| (a) | number held in class: | 4,000 |
|---|---|---|
| (b) | percentage held in class: | 0.003% |
| (c) | current registered holder(s): | Unknown |
| (d) | registered holder(s) once transfers are registered: | ANZ Custodial Services New Zealand Limited |
ANZCS also has a relevant interest in the holdings of ANZ New Zealand Investments Limited and ANZ Bank New Zealand Limited as disclosed in this notice, because all of these companies are related bodies corporate.
Additional information
Address(es) of substantial product holder(s):
ANZ Investments, ANZ Bank and ANZCS: ANZ Centre, 23-29 Albert Street, Auckland 1010
| Contact details: | Dominic Drury, 0800 269 296, [email protected] |
|---|---|
| Nature of connection between substantial security holders: |
ANZ New Zealand Investments, ANZ Bank New Zealand and ANZ Custodial Services New Zealand are related bodies corporate under section 237(d) of the Financial Markets Conduct Act 2013.
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: None
Certification
I, Dominic Drury, certify that, to the best of my knowledge and belief, the information contained
in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.