SERKO LIMITED — Director's Dealing 2018

Nov 15, 2018

==> picture [105 x 28] intentionally omitted <==

Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and
Name of listed issuer:		Serko Limited
Date this disclosure made:		16-Nov-18
Date of last disclosure:		11-Oct-18
Director or senior manager giving disclosure
Full name(s):		Simon Botherway
Name of listed issuer:		Serko Limited
Name of related body corporate (if applicable):		not applicable
Position held in listed issuer:		Director
Summary of acquisition or disposal of relevant interest(excluding specified derivatives)
Class of affected quoted financial products:		Ordinary shares
Nature of the affected relevant interest(s):		Beneficial owner of ordinary shares held in custody for Simon Botherway pursuant to Non-Executive Director Fixed Trading Plan
For that relevant interest-
Number held in class before acquisition or disposal:		13896. 589
Number held in class after acquisition or disposal:		15091. 876
Current registered holder(s):		Unknown
Registered holder(s) once transfers are registered:		Custodian Services Limited as custodian for Simon Botherway
Summary of acquisition or disposal of specified derivatives relevant interest(if applicable)
Type of affected derivative:		not applicable
Class of underlying financial products:		not applicable
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial products (if any):		not applicable
A statement as to whether the derivative is cash settled or physically settled:		not applicable
Maturity date of the derivative (if any):		not applicable
Expiry date of the derivative(if any):		not applicable
The price specified in the terms of the derivative (if any):		not applicable
Any other details needed to understand how the amount of the consideration payable under the derivative or the value of the derivative is affected by the value of the underlying financial products:		not applicable
For that derivative,-
Parties to the derivative:		not applicable
If the director or senior manager is not a party to the derivative, the nature of the relevant interest in the derivative:		not applicable
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:		2
Details of transactions requiring disclosure-
Date of transaction:		14-Nov-18
Nature of transaction:		On market purchase of shares pursuant to the Non-Executive Director Fixed Trading Plan
Name of any other party or parties to the transaction (if known):		Unknown
The consideration, expressed in New Zealand dollars, paid or received for the acquisition or disposal. If the consideration was not in cash and cannot be readily by converted into a cash value, describe the consideration:		868.35 shares @ $3.25 326.93 shares @ $3.21
Number of financial products to which the transaction related:		1195. 287
If the issuer has a financial products trading policy that prohibits directors or senior managers from trading during any period without written clearance (a closed period) include the following details—
Whether relevant interests were acquired or disposed of during a closed period:		not applicable
Whether prior written clearance was provided to allow the acquisition or disposal to proceed during the closed period:		not applicable
Date of the prior written clearance (if any):		not applicable

Summary of other relevant interests after acquisition or disposal: Class of quoted financial products: Nature of relevant interest: For that relevant interest,- Number held in class: Current registered holder(s): For a derivative relevant interest,- Type of derivative: Details of derivative,-	Summary of other relevant interests after acquisition or disposal: Class of quoted financial products: Nature of relevant interest: For that relevant interest,- Number held in class: Current registered holder(s): For a derivative relevant interest,- Type of derivative: Details of derivative,-
		Ordinary shares
		1. Registered holder and beneficial owner of 284,909 ordinary shares 2. Registered holder and beneficial owner of 2,034,091 ordinary shares by virtue of being a trustee of the Arrow Trust and having the power to exercise a right to vote attached to, and to dispose of, those ordinary shares
		1. Simon Botherway 2. Simon Botherway and MSH Trustee (Arrow) Limited as trustees of the Arrow Trust
		not applicable
The notional value of the derivative (if any) or the notional amount of underlying financial products (if any):		not applicable
A statement as to whether the derivative is cash settled or physically settled:		not applicable
Maturity date of the derivative (if any):		not applicable
Expiry date of the derivative (if any):		not applicable
The price's specified terms (if any):		not applicable
Any other details needed to understand how the amount of the consideration payable under the derivative or the value of the derivative is affected by the value of the underlying financial products:		not applicable
For that derivative relevant interest,-
Parties to the derivative:		not applicable
If the director or senior manager is not a party to the derivative, the nature of the relevant interest in the derivative:		not applicable
Certification I certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made. Signature of director or officer: Date of signature: or Signature of person authorised to sign on behalf of director or officer: Date of signature: Name and title of authorised person:
		15-Nov-18
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:

Notes

Use this form to disclose all the acquisitions and disposals by a director or senior manager of a listed issuer, or of a related body corporate, or in specified derivatives. The disclosure must be made within—

(a) 20 working days after the first acquisition or disposal disclosed in this notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the Financial Markets Conduct Act 2013; or

(b) in any other case, 5 trading days after the first acquisition or disposal disclosed in this notice.