Serko Limited — Share Issue/Capital Change 2021

Aug 3, 2021

Application for quotation of +securities

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Announcement Summary

Entity name

SERKO LIMITED

Announcement Type

New announcement

Date of this announcement

Tuesday August 03, 2021

The +securities to be quoted are:

+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer

Total number of +securities to be quoted

ASX	+security		Number of +securities to
code		Security description	be quoted	Issue date
SKO		ORDINARY FULLY PAID FOREIGN EXEMPT	6,818	30/07/2021
		NZX

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

SERKO LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ARBN

Registration number 611613980

1.3 ASX issuer code

SKO

1.4 The announcement is

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New announcement

1.5 Date of this announcement

3/8/2021

Application for quotation of +securities

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Application for quotation of +securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer

2.2 The +securities to be quoted are:

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Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

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Application for quotation of +securities

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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Additional +securities to be quoted in an existing class issued under an +employee incentive scheme

FROM (Existing Class) ASX +security code and description SKOAB : RESTRICTED SHARE UNITS

TO (Existing Class) ASX +security code and description

SKO : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 6,818

Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://f.hubspotusercontent30.net/hubfs/4389989/Serko%20%20Investor%20Centre/FY21/Full%20Year%20Results/ESG %20Report%202021%20Final%20low%20res.pdf

Are any of these +securities being issued to +key management personnel (KMP) or an +associate Yes

Provide details of the KMP or +associates being issued +securities

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Name of KMP Name of registered holder Number of +securities
Anthony D'Astolfo Anthony D'Astolfo 6,818
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Issue date 30/7/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted

6,818

Are the +securities being issued for a cash consideration?

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No

Please describe the consideration being provided for the +securities

Non-cash consideration is provided in the form of services rendered and to be rendered by the holders as employees of Serko

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted

6.730000

Any other information the entity wishes to provide about the +securities to be quoted

Application for quotation of +securities

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Application for quotation of +securities

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Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

	Total number of
ASX +security code and description	+securities on issue
SKO : ORDINARY FULLY PAID FOREIGN EXEMPT NZX	108,037,345

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
SKOAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	160,530
SKOAB : RESTRICTED SHARE UNITS	1,293,086

Application for quotation of +securities

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