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Serinus Energy PLC Major Shareholding Notification 2021

Oct 15, 2021

5809_rns_2021-10-15_cdf9c1ab-b78b-4ca6-a11e-6691e53d2690.pdf

Major Shareholding Notification

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TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at
tachedii:
SERINUS ENERGY PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name CANACCORD GENUITY GROUP INC
City and country of registered office (if applicable) VANCOUVER, CANADA
4. Full name of shareholder(s) (if different from 3.)v
Name DISCRETIONARY CLIENTS
City and country of registered office (if applicable) As above
5. Date on which the threshold was crossed or
reachedvi:
08 OCTOBER 2021
6. Date on which issuer notified (DD/MM/YYYY): 12 OCTOBER 2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights at
tached to shares (to
tal of 8. A)
% of voting rights
through financial instru
ments
(total of 8.B 1 + 8.B 2)
Total of both in %
(8.A + 8.B)
Total number of
voting rights held
in issuer (8.A +
8.B) vii
Resulting situation
on the date on which
threshold was
crossed or reached
4.0766 4.0766 46,500,000
Position of previous
notification (if
applicable)
9.3847 9.3847

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares
ISIN code (if possible)
Number of voting rightsix % of voting rights
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
JE00BF4N9R98 46,500,000 4.0766
SUBTOTAL 8. A 46,500,000 4.0766
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial in
strument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights
that may be acquired if
the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial
instrument
Expiration
datex
Exercise/
Conversion Pe
riod xi
Physical or cash
settlementxii
Number of vot
ing rights
% of voting rights
SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

Namexv % of voting rights if it
equals or is higher
than the notifiable
threshold
% of voting rights
through financial in
struments if it equals
or is higher than the
notifiable threshold
Total of both if it
equals or is higher
than the notifiable
threshold
Canaccord Genuity
Group Inc.
4.0766 4.0766
Canaccord Genuity
Wealth Group Holdings
Limited
4.0766 4.0766
Canaccord Genuity
Wealth Group Holdings
(Jersey) Limited
4.0766 4.0766
Canaccord Genuity
Wealth Group Limited
4.0766 4.0766
Hargreave Hale Ltd 4.0766 4.0766
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional informationxvi

Place of completion BLACKPOOL, ENGLAND
Date of completion 12 OCTOBER 2021

X