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Serinus Energy PLC Major Shareholding Notification 2020

Nov 29, 2020

5809_rns_2020-11-29_e9bf4095-3242-4f14-8012-f301d5b24afe.pdf

Major Shareholding Notification

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TR-1: Standard form for notification of major holdings

Word format if possible)i NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are at
tachedii:
Serinus Energy PLC
28 Esplanade, St Helier, Jersey, JE1 8SB
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name Clarendon Trust - Sub Fund B
City and country of registered office (if applicable) St Helier, Jersey
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
reachedvi:
27 November 2020
6. Date on which issuer notified (DD/MM/YYYY): 27 November 2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights at
tached to shares (to
tal of 8. A)
% of voting rights
through financial instru
ments
(total of 8.B 1 + 8.B 2)
Total of both in %
(8.A + 8.B)
Total number of
voting rights of is
suervii
Resulting situation
on the date on which
threshold was
crossed or reached
6.21%% 0.06% 6.27% 239,798,375
Position of previous
notification (if
applicable)
0.00% 0.00% 0.00% 0

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares
ISIN code (if possible)
Number of voting rightsix % of voting rights
Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive
2004/109/EC)
(DTR5.2.1)
Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive
2004/109/EC)
(DTR5.2.1)
GB00BDHXPJ60 14,883,138 6.21%
SUBTOTAL 8. A 14,883,138 6.21%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial in
strument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights
that may be acquired if
the instrument is
exercised/converted.
% of voting rights
Warrants March 20,
2021
153,314 .06%
SUBTOTAL 8. B 1 153,314 .06%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC
(DTR5.3.1.1 (b))
Type of financial
instrument
Expiration
datex
Exercise/
Conversion
Period xi
Physical or
cash
settlement
xii
Number of
voting rights
% of voting rights
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv
(please add additional rows as necessary)
Namexv % of voting rights if
it equals or is
higher than the no
tifiable threshold
% of voting rights
through financial in
struments if it equals
or is higher than the
notifiable threshold
Total of both if it
equals or is higher
than the notifiable
threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion London
Date of completion 27 November 2020