Serinus Energy PLC — Major Shareholding Notification 2020

Dec 23, 2020

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)ⁱ

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			SERINUS ENERGY PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer						X
	2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
	An acquisition or disposal of financial instruments
	An event changing the breakdown of voting rights					X
Other (please specify)iii:
	3. Details of person subject to the notification obligationiv
Name			CANACCORD GENUITY GROUP INC
City and country of registered office (if applicable)			VANCOUVER, CANADA
	4. Full name of shareholder(s) (if different from 3.)v
Name			DISCRETIONARY CLIENTS
City and country of registered office (if applicable)			As above
5. Date on which the threshold was crossed or reachedvi:			21 DECEMBER 2020
6. Date on which issuer notified (DD/MM/YYYY):			22 DECEMBER 2020
	7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial in struments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	9.3847			9.3847	1,140,660,629
Position of previous notification (if applicable)	10.4158			10.4158

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of shares	Number of voting rightsix		% of voting rights
ISIN code (if possible)	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
JE00BF4N9R98		107,047,185		9.3847
SUBTOTAL 8. A	107,047,185		9.3847

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expiration datex	Exercise/ Conversion Periodxi	Number of voting rights that may be acquired if the instrument is exercised/converted.	% of voting rights
		SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex	Exercise/ Conversion Period xi	Physical or cash settlementxii	Number of voting rights	% of voting rights
			SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial in struments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Canaccord Genuity Group Inc.	9.3847		9.3847
Canaccord Genuity Wealth Group Holdings Limited	9.3847		9.3847
Canaccord Genuity Wealth Group Holdings (Jersey) Limited	9.3847		9.3847
Canaccord Genuity Wealth Group Limited	9.3847		9.3847
Hargreave Hale Ltd	9.3847		9.3847

10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional informationxvi

The change in the percentage of shares held is due entirely to the dilution effect of the placing (Tranche 2 of 2) by Serinus Energy plc, the shares from which were admitted to AIM on 21/12/2020.

Place of completion	BLACKPOOL, ENGLAND
Date of completion	22 DECEMBER 2020

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