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Serinus Energy PLC Major Shareholding Notification 2018

Jun 27, 2018

5809_rns_2018-06-27_b6463005-ee71-4c78-87ef-cf8ee6471fc9.pdf

Major Shareholding Notification

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TR-1: Standard form for notification of major holdings

1a. Identity of the issuer or the underlying
issuer of existing shares to which voting
rights are at- tachedii:
Serinus Energy plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii: Issuer Listed on AIM X
3. Details of person subject to the notification obligationiv
Name Pala Assets Holdings Limited
City and country of registered office (if applicable) St. Helier, Jersey
4. Full name of shareholder(s) (if different from 3.)v
Name Aurora Nominees Limited
City and country of registered office (if applicable) London, England
5. Date on which the threshold was
crossed or reachedvi:
18/05/2018
6. Date on which issuer notified (DD/MM/YYYY): 06/06/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights
at- tached to
shares (to- tal of
8. A)
% of voting rights
through financial
instru- ments
(total of 8.B 1 + 8.B 2)
Total of both in
% (8.A +
8.B)
Total number of
voting rights of
is- suervii
Resulting situation
on the date on
which threshold
was crossed or
reached
5.18% None 5.18% 5.18%
Position of
previous
notification (if
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares
Class/type Number of voting rightsix % of voting rights
of shares
ISIN code (if possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of Directive (Art 10 of
2004/109/EC) Directive 2004/109/EC) Directive
(DTR5.1) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
JE00BF4N9R98 None 11,266,084 None 5.18%
SUBTOTAL 8. A 11,266,084 5.18%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial
in- strument
Expiration
datex
Exercise/
Conversion
Periodxi
Number of voting
rights that may be
acquired if the
instrument is
exercised/converted.
% of voting
rights
SUBTOTAL 8. B 1
Directive 2004/109/EC (DTR5.3.1.1 (b)) B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of
Type of
financial
instrument
Expiration
datex
Exercise/
Conversion
Pe- riod xi
Physical or
cash
settlementxii
Number of
voting
rights
% of voting
rights
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please
mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and
does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying)
issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
entityxiv (please add additional rows as necessary)
financial instruments are effectively held starting with the ultimate controlling natural person or legal
Namexv % of voting rights if
it equals or is
higher than the
notifiable threshold
% of voting rights
through financial
in- struments if it
equals or is higher
than the notifiable
threshold
Total of both if it
equals or is
higher than the
notifiable
threshold
Pala Assets
Holdings Limited
5.18% 0% 5.18%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion Zug, Switzerland
Date of completion 05/06/2018