Serinus Energy PLC — Major Shareholding Notification 2018

Jun 27, 2018

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)ⁱ

1a. Identity of the issuer or the underlying issuer of existing shares to which voting				Serinus Energy Plc
rights are attachedii: appropriate)	1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if
Non-UK issuer
	2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights					X
	An acquisition or disposal of financial instruments
	An event changing the breakdown of voting rights				X
Other (please specify)iii: New issue
	3. Details of person subject to the notification obligationiv
Name			Limited	City Financial Investment Company
	City and country of registered office (if applicable)			London, United Kingdom
	4. Full name of shareholder(s) (if different from 3.)v
BNY Mellon Trust and Depositary, acting Name as Trustee to the Absolute Equity Fund
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed 18 May 2018 or reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):			05 June 2018
	7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	6.03		0	6.03	217,318,805
Position of previous notification (if applicable)	NA	NA NA

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of	Number of voting rightsix		% of voting rights
shares ISIN code (if possible)	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
JE00BF4N9R98	13,109,117	NA	6.03	NA
SUBTOTAL 8. A	13,109,117		6.03

(DTR5.3.1.1 (a))			B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
Type of financial instrument	Expiration datex	Exercise/ Conversion Periodxi	Number of voting rights that may be acquired if the instrument is exercised/converted.	% of voting rights
		SUBTOTAL 8. B 1	NA	NA

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex	Exercise/ Conversion Period xi	Physical or cash settlementxii	Number of voting rights	% of voting rights
			SUBTOTAL 8.B.2	NA	NA

9. Information in relation to the person subject to the notification obligation (please
mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii				X
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)			NA
Namexv

% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold

10. In case of proxy voting, please identify:
Name of the proxy holder	NA
The number and % of voting rights held	NA
The date until which the voting rights will be held	NA

11. Additional informationxvi

Place of completion	City Financial Investment Company Limited, London
Date of completion	05 June 2018