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Serina Therapeutics, Inc. Director's Dealing 2021

Jun 9, 2021

34574_dirs_2021-06-08_42ddb120-b982-4af2-9798-67ab64916fac.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AgeX Therapeutics, Inc. (AGE)
CIK: 0001708599
Period of Report: 2021-06-04

Reporting Person: Park Andrea Eun Jae (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-04 Option to Purchase Common Stock $1.45 A 75000 Acquired 2031-06-03 Common Stock (75000) Direct

Footnotes

F1: Twenty-five percent of the options will vest and thereby become exercisable upon completion of one year of service from the date of grant, and the balance of the options will vest in 36 equal monthly installments commencing on the first anniversary of the date of grant, subject to her continued service as an employee on the applicable vesting date.