Serco Group PLC

Major Shareholding Notification • May 18, 2021

National Storage Mechanism | Additional information

RNS Number : 0428Z

Serco Group PLC

18 May 2021

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007973794

Issuer Name

SERCO GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
J.P. Morgan Securities Plc
JPMorgan Chase Bank, N.A.

5. Date on which the threshold was crossed or reached

13-May-2021

6. Date on which Issuer notified

17-May-2021

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	2.355109	2.990522	5.345631	64549372
Position of previous notification (if applicable)	1.490692	3.960557	5.451249

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB0007973794		28438326		2.355109
Sub Total 8.A	28438326		2.355109%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Cash-settled Equity Swap	26/05/2021	26/05/2021	Cash	5615000	0.465004
Cash-settled Equity Swap	28/05/2021	28/05/2021	Cash	3130000	0.259210
Cash-settled Equity Swap	23/06/2021	23/06/2021	Cash	5001877	0.414229
Cash-settled Equity Swap	12/07/2021	12/07/2021	Cash	1782000	0.147576
Cash-settled Equity Swap	30/07/2021	30/07/2021	Cash	9000000	0.745332
Cash-settled Equity Swap	25/08/2021	25/08/2021	Cash	1374000	0.113787
Cash-settled Equity Swap	14/09/2021	14/09/2021	Cash	3775975	0.312706
Cash-settled Equity Swap	02/11/2021	02/11/2021	Cash	64924	0.005377
Cash-settled Equity Swap	03/11/2021	03/11/2021	Cash	3839000	0.317925
Cash-settled Equity Swap	02/12/2021	02/12/2021	Cash	55487	0.004595
Cash-settled Equity Swap	05/01/2022	05/01/2022	Cash	2610	0.000216
Cash-settled Equity Swap	02/02/2022	02/02/2022	Cash	7930	0.000657
Cash-settled Equity Swap	28/02/2022	28/02/2022	Cash	35855	0.002969
Cash-settled Equity Swap	27/04/2022	27/04/2022	Cash	153766	0.012734
Cash-settled Equity Swap	29/04/2022	29/04/2022	Cash	2105270	0.174347
Cash-settled Equity Swap	04/05/2022	04/05/2022	Cash	51988	0.004305
Cash-settled Equity Swap	06/06/2022	06/06/2022	Cash	87151	0.007217
Cash-settled Equity Swap	04/05/2026	04/05/2026	Cash	28213	0.002336
Sub Total 8.B2				36111046	2.990522%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.	J.P. Morgan Securities plc	2.355107	2.990523	5.345630
JPMorgan Chase & Co.	JPMorgan Chase Bank, National Association			0.000000

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

12. Date of Completion

17-May-2021

13. Place Of Completion

London

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