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SERA PROGNOSTICS, INC. — Director's Dealing 2025
Mar 21, 2025
34084_dirs_2025-03-21_388dfd47-136f-49b1-9c39-3e33b5850515.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2025-03-20
Reporting Person: Elliott Jeffrey Thomas (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-20 | Class A Common Stock | A | 30534 | — | Acquired | 30534 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-03-20 | Stock Option (right to buy) | $3.93 | A | 47363 | Acquired | 2035-03-20 | Class A Common Stock (47363) | Direct |
Footnotes
F1: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over three years as follows: 1/36 of the original grant amount vests in monthly installments for three years following the vesting commencement date, which is March 20, 2025, subject to the Reporting Person continuing to provide services to the issuer.
F2: These stock options vest over three years as follows: 1/36 of the original grant amount vests in monthly installments for three years following the vesting commencement date, which is March 20, 2025, subject to the Reporting Person continuing to provide services to the issuer.