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SERA PROGNOSTICS, INC. Director's Dealing 2025

Oct 16, 2025

34084_dirs_2025-10-15_0d6a96bc-bbb9-4c8c-8a8a-c0a8db69e770.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2025-10-15

Reporting Person: Inglis Tiffany Eul Davis (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-10-15 Class A Common Stock A 75000 Acquired 75000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-10-15 Stock Option (right to buy) $3.13 A 107000 Acquired 2035-10-15 Class A Common Stock (107000) Direct

Footnotes

F1: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 25% of the original grant amount vests on the first anniversary of the vesting commencement date, which is October 10, 2025, and 1/12 of the remaining amount vests in quarterly installments for three years thereafter, subject to the Reporting Person continuing to provide services to the issuer.

F2: These stock options vest over four years as follows: 25% of the original grant amount vests on the first anniversary of the vesting commencement date, which is October 10, 2025, and 1/36 of the remaining amount vests in monthly installments for three years thereafter, subject to the Reporting Person continuing to provide services to the issuer.