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SERA PROGNOSTICS, INC. — Director's Dealing 2024
Jun 6, 2024
34084_dirs_2024-06-05_50b3cbf1-cb90-47a3-92ab-0f922ff949c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2024-06-03
Reporting Person: CRITCHFIELD GREGORY C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-03 | Class A Common Stock | J | 195 | — | Acquired | 800140 | Direct |
| 2024-06-03 | Class A Common Stock | J | 13 | — | Acquired | 800153 | Direct |
Footnotes
F1: Pro rata distribution from Catalyst Health Ventures, L.P., of which the Reporting Person is a non-managing member.
F2: The Reporting Person purchased 5,000 shares of Class A Common Stock pursuant to the Sera Prognostics, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of December 1, 2022 to May 31, 2023.
F3: Pro rata distribution from Catalyst Health Ventures (PF) L.P., of which the Reporting Person is a non-managing member.
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