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SERA PROGNOSTICS, INC. — Director's Dealing 2023
Apr 7, 2023
34084_dirs_2023-04-07_b7466f10-231e-431e-9a90-438c73d653c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2023-04-06
Reporting Person: Kearney Paul (Chief Data Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-06 | Class A Common Stock | M | 24050 | $0.75 | Acquired | 40050 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-06 | Stock Option (right to buy) | $0.75 | M | 24050 | Disposed | 2023-05-20 | Class A Common Stock (24050.0) | Direct |
Footnotes
F1: The shares subject to this option are fully vested and exercisable.
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