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SERA PROGNOSTICS, INC. — Director's Dealing 2023
Jun 6, 2023
34084_dirs_2023-06-06_4e254e10-3211-487d-8ed5-65594dc26018.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2023-06-05
Reporting Person: Harrison Robert Gardner (Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-05 | Class A Common Stock | S | 5000 | $3.23 | Disposed | 28500 | Direct |
Footnotes
F1: The Reporting Person purchased 5,000 shares of Class A Common Stock pursuant to the Sera Prognostics, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of December 1, 2022 to May 31, 2023.
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