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SERA PROGNOSTICS, INC. Director's Dealing 2023

Nov 8, 2023

34084_dirs_2023-11-08_04e6e5ae-70bf-47c8-ae98-d4f02a0b1660.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2023-11-06

Reporting Person: Harrison Robert Gardner (Chief Information Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-06 Class A Common Stock A 125000 Acquired 153500 Direct

Footnotes

F1: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over two years as follows: 1/8 of the original grant amount vests in quarterly installments for two years following the grant date, subject to the reporting person continuing to provide services to the issuer.