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SERA PROGNOSTICS, INC. — Director's Dealing 2023
Nov 8, 2023
34084_dirs_2023-11-08_04e6e5ae-70bf-47c8-ae98-d4f02a0b1660.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2023-11-06
Reporting Person: Harrison Robert Gardner (Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-06 | Class A Common Stock | A | 125000 | — | Acquired | 153500 | Direct |
Footnotes
F1: Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over two years as follows: 1/8 of the original grant amount vests in quarterly installments for two years following the grant date, subject to the reporting person continuing to provide services to the issuer.
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