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SERA PROGNOSTICS, INC. Director's Dealing 2023

Dec 8, 2023

34084_dirs_2023-12-07_73cb19b3-bc3b-4f5b-b137-e2807984e38e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2023-12-07

Reporting Person: Jackson Benjamin (General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-07 Class A Common Stock S 10000 $5.22 Disposed 157700 Direct

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.06 to $5.31, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2: Includes 5,000 shares of Class A Common Stock purchased pursuant to the Sera Prognostics, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 1, 2023 to November 30, 2023.