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SERA PROGNOSTICS, INC. Director's Dealing 2022

Mar 25, 2022

34084_dirs_2022-03-25_05c395c3-550b-4094-9298-da88b797af94.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2022-03-23

Reporting Person: Altomare Nadia (Chief Commercial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-03-23 Stock Option (right to buy) $3.75 A 75735 Acquired 2032-03-23 Class A Common Stock (75735.0) Direct

Footnotes

F1: These stock options vest over four years beginning on the grant date of March 23, 2022 as follows: 15% of the original grant amount vests in equal monthly installments over the first year following the grant date, 20% of the original grant amount vests in equal monthly installments over the second year following the grant date, 25% of the original grant amount vests in equal monthly installments over the third year following the grant date, and 40% of the original grant amount vests in equal monthly installments over the fourth year following the grant date, subject to the reporting person continuing to provide services to the issuer.