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SERA PROGNOSTICS, INC. Director's Dealing 2022

Apr 6, 2022

34084_dirs_2022-04-06_988f04cb-3176-4209-ae45-4ac453e61a30.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2021-07-14

Reporting Person: Altomare Nadia (Chief Commercial Officer)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $1.98 2027-05-18 Class A Common Stock (216450.0) Direct
Stock Option (right to buy) $1.77 2030-02-27 Class A Common Stock (88985.0) Direct
Stock Option (right to buy) $5.32 2031-03-08 Class A Common Stock (83720.0) Direct

Footnotes

F1: These stock options vest over four years as follows: 25% of the original grant amount vests on the first anniversary of the vesting commencement date and 1/36 of the original grant amount vests in monthly installments for three years following the grant date.

F2: These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the grant date.