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SERA PROGNOSTICS, INC. Director's Dealing 2022

Jun 6, 2022

34084_dirs_2022-06-06_e95484d0-139d-49f9-a938-6d7e6fb5c37a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2022-06-03

Reporting Person: Trimble Ryan (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-06-03 Stock Option (right to buy) $1.35 A 149675 Acquired 2032-06-03 Class A Common Stock (149675.0) Direct

Footnotes

F1: Consists of stock options granted pursuant to Sera Prognostics, Inc.'s Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 3, 2022.