SERA PROGNOSTICS, INC. — Director's Dealing 2022

Jun 30, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2022-06-28

Reporting Person: Boniface John J. (Chief Scientific Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-06-28	Class A Common Stock	S	2725	$1.89	Disposed	57410	Direct
2022-06-29	Class A Common Stock	M	1000	$0.73	Acquired	58410	Direct
2022-06-29	Class A Common Stock	S	1000	$1.72	Disposed	57410	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-06-29	Stock Option (right to buy)	$0.73	M	1000	Disposed	2022-09-11	Class A Common Stock (1000.0)	Direct

Footnotes

F1: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70 to $2.57, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3: The shares subject to this option are fully vested and exercisable.