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SERA PROGNOSTICS, INC. Director's Dealing 2022

Jul 13, 2022

34084_dirs_2022-07-13_2f46ed2f-a6f0-4489-b59f-53669331371c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2022-07-12

Reporting Person: Boniface John J. (Chief Scientific Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-07-12 Class A Common Stock S 2725 $1.84 Disposed 51960 Direct

Footnotes

F1: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.78 to $1.92, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.