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SERA PROGNOSTICS, INC. — Director's Dealing 2021
Jul 15, 2021
34084_dirs_2021-07-14_9d8466e2-1169-4838-8350-8bfc973df66e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2021-07-14
Reporting Person: Peltier John M. (SVP of Lab Operations)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.73 | 2026-08-25 | Class A Common Stock (84175) | Direct | |
| Stock Option (right to buy) | $1.98 | 2027-05-18 | Class A Common Stock (35640) | Direct | |
| Stock Option (right to buy) | $2.16 | 2029-02-28 | Class A Common Stock (12025) | Direct | |
| Stock Option (right to buy) | $1.77 | 2030-02-27 | Class A Common Stock (60125) | Direct | |
| Stock Option (right to buy) | $5.32 | 2031-03-08 | Class A Common Stock (62377) | Direct |
Footnotes
F1: These stock options vest over four years as follows: 25% of the original grant amount vests on the first anniversary of the vesting commencement date and 1/36 of the original grant amount vests in monthly installments for three years following the grant date.
F2: These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the grant date.
F3: These stock options vest over two years as follows: 1/24 of the original grant amount vests in monthly installments for two years following the grant date.