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SERA PROGNOSTICS, INC. — Director's Dealing 2021
Sep 9, 2021
34084_dirs_2021-09-09_0e1ff600-76e7-47d2-bf56-3482c1e0af00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2021-08-26
Reporting Person: Garite Thomas (VP, Clinical Sciences)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-26 | Stock Option (right to buy) | $9.95 | A | 10000 | Acquired | 2031-08-26 | Class A Common Stock (10000) | Direct |
Footnotes
F1: 1/48th of the shares subject to this option will vest monthly beginning on September 26, 2021, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
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