SERA PROGNOSTICS, INC. — Director's Dealing 2021

Oct 21, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2021-10-01

Reporting Person: Kearney Paul (Chief Data Officer)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$0.75	2023-05-20	Class A Common Stock (24050.0)		Direct
Stock Option (right to buy)	$0.83	2024-08-20	Class A Common Stock (44646.0)		Direct
Stock Option (right to buy)	$1.62	2025-12-11	Class A Common Stock (34189.0)		Direct
Stock Option (right to buy)	$1.98	2027-05-18	Class A Common Stock (36075.0)		Direct
Stock Option (right to buy)	$5.32	2031-03-08	Class A Common Stock (24050.0)		Direct

Footnotes

F1: These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the vesting commencement date.

F2: These stock options vest over two years as follows: 1/24 of the original grant amount vests in monthly installments for two years following the vesting commencement date.