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SERA PROGNOSTICS, INC. Director's Dealing 2021

Nov 30, 2021

34084_dirs_2021-11-30_d5b917d3-68b8-42a7-9fc2-74655e41c046.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2021-11-29

Reporting Person: Lawrence Sandra AJ (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-29 Stock Option (right to buy) $10.41 A 40332 Acquired 2031-11-29 Class A Common Stock (40332.0) Direct

Footnotes

F1: These stock options vest over three years as follows: 1/36 of the original grant amount vests in monthly installments for three years following the vesting commencement date, which is November 29, 2021.