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SERA PROGNOSTICS, INC. — Director's Dealing 2021
Nov 30, 2021
34084_dirs_2021-11-30_d5b917d3-68b8-42a7-9fc2-74655e41c046.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2021-11-29
Reporting Person: Lawrence Sandra AJ (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-29 | Stock Option (right to buy) | $10.41 | A | 40332 | Acquired | 2031-11-29 | Class A Common Stock (40332.0) | Direct |
Footnotes
F1: These stock options vest over three years as follows: 1/36 of the original grant amount vests in monthly installments for three years following the vesting commencement date, which is November 29, 2021.
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