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SERA PROGNOSTICS, INC. — Director's Dealing 2021
Dec 7, 2021
34084_dirs_2021-12-06_91c871fb-8183-4dcf-ab21-24a879730266.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2021-12-06
Reporting Person: Boniface John J. (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-06 | Class A Common Stock | M | 25012 | $0.73 | Acquired | 25012 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-06 | Stock Option (right to buy) | $0.73 | M | 25012 | Disposed | 2021-12-15 | Class A Common Stock (25012.0) | Direct |
Footnotes
F1: The shares subject to this option are fully vested and exercisable.
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