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SEQUOIA FINANCIAL GROUP LTD Share Issue/Capital Change 2019

Dec 8, 2019

65767_rns_2019-12-08_841e007c-52cf-423f-aa43-00f56b412682.pdf

Share Issue/Capital Change

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==> picture [595 x 90] intentionally omitted <==

----- Start of picture text ----- Sequoia Financial Group LtdACN: 091 744 884ASX: SEQ----- End of picture text -----

SEQUOIA FINANCIAL GROUP LTD

(ASX: SEQ) 9 December 2019

Notice Pursuant to Section 708A(5)(e) of the Corporations Act

Sequoia Financial Group Ltd (the Company ) gives notice under section 708A(5)(e) of the Corporations Act 2001 (Cth) as follows:

  • (a) On 9 December 2019, the Company issued 1,500,000 fully paid ordinary shares in the Company.

  • (b) The shares were issued without disclosure to the recipients under Part 6D.2 of the Corporations Act.

  • (c) As at the date of this notice the Company has complied with:

    • the provisions of Chapter 2M of the Corporations Act as they apply to the Company; and

    • Section 674 of the Corporations Act.

  • (d) As at the date of this notice there is no excluded information required to be disclosed under section 708A(6)(e) of the Corporations Act.

Signed on behalf of Sequoia Financial Group Ltd

Hasaka Martin Company Secretary

Authorised by the Board

Registered Office: Level 7 7 Macquarie Place Sydney NSW 2000

For further information please contact:

Garry Crole, Managing Director +61 3 9209 9777 Hasaka Martin, Company Secretary +61 424 685 041

Phone: +61 2 8114 2222 Fax: +61 2 8114 2200 Email: [email protected] Website: www.sequoia.com.au

ABOUT SEQUOIA FINANCIAL GROUP LIMITED

ASX-listed Sequoia Financial Group Limited (ASX: SEQ) is an integrated financial services company providing products and services to self-directed retail and wholesale clients and those of third party professional service firms.

It provides:

  • Investment and superannuation products

  • Wealth management and advisory services

  • Corporate advisory and capital markets expertise

  • Retail, wholesale and institutional trading platforms

  • Market data and financial news services

Sequoia operates various AFS Licenses and Its subsidiary Morrison Securities Pty Ltd is an ASX Market Participant.