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SEQUOIA FINANCIAL GROUP LTD Major Shareholding Notification 2019

Dec 3, 2019

65767_rns_2019-12-03_20f163d5-3efc-4c2e-8e2f-53c15a4189e0.pdf

Major Shareholding Notification

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Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme SEQUOIA FINANCIAL GROUP LTD
ACN/ARSN 091 744 884

1. Details of substantial holder (1)

Name Beeton Enterprises Pty Ltd <the &="" a="" beeton="" c="" sally="" scott=""> (BeetonEnterprises)
ACN/ARSN (if applicable) 117 735 243
The holder ceased to be a substantial holder on 3/12/2019
The previous notice was given to the company on 27/07/2018
The previous notice was dated 27/07/2018

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange Person whose relevant interestchanged Nature of change(4) Considerationgiven in relation tochange (5) Class (6) andnumber ofsecuritiesaffected Person's votesaffected
17-07-2019 Beeton Enterprises Pty Ltd On market sale $35,000.00 200,000 200,000
16-07-2019 Beeton Enterprises Pty Ltd On market sale $35,000.00 200,000 200,000
29-07-2019 Beeton Enterprises Pty Ltd On market sale $37,000.00 200,000 200,000
31-07-2019 Beeton Enterprises Pty Ltd On market sale $18,000.00 100,000 100,000
07-08-2019 Beeton Enterprises Pty Ltd On market sale $64,750.00 350,000 350,000
13-08-2019 Beeton Enterprises Pty Ltd On market sale $18,490.00 100,000 100,000
15-08-2019 Beeton Enterprises Pty Ltd On market sale $13,015.00 73,000 73,000
20-08-2019 Beeton Enterprises Pty Ltd On market sale $82,470.00 452,000 452,000
29-11-2019 Beeton Enterprises Pty Ltd On market sale $328,578.10 1,557,340 1,557,340
02-12-2019 Beeton Enterprises Pty Ltd On market sale $149,911.23 713,863 713,863
03-12-2019 Beeton Enterprises Pty Ltd On market sale $74,941.65 356,865 356,865
20-08-2019 Manly Lane Pty Ltd On market sale $443.24 2,274 2,274
21-08-2019 Manly Lane Pty Ltd On market sale $11,099.88 61,666 61,666
23-08-2019 Manly Lane Pty Ltd On market sale $6,671.28 36,061 36,061
04-12-2019 Manly Lane Pty Ltd On market sale $52,500.00 250,000 250,000
03-12-2019 Manly Lane Pty Ltd On market sale $7,926.66 37,746 37,746
19-07-2019 Scott Lionel Beeton On market sale $1,974.70 11,284 11,284
19-07-2019 Scott Lionel Beeton On market sale $1,974.70 11,284 11,284

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A NA

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Beeton Enterprises Pty Ltd <the scott<="" td="">3 MULGOWIRE CRESCENT 3 MULGOWIRE CRESCENT
& Sally Beeton A/C> BALGOWLAH HEIGHTS NEW SOUTH WALES 2093
Beeton Investments Pty Ltd <beeton< td="">3 MULGOWIRE CRESCENT</beeton<> 3 MULGOWIRE CRESCENT
Family S/F A/C> BALGOWLAH HEIGHTS NEW SOUTH WALES 2093
Mr Scott Lionel Beeton <amelie myeela<="" td="">3 MULGOWRIE CRESCENT 3 MULGOWRIE CRESCENT
Beeton A/C> BALGOWLAH HEIGHTS NEW SOUTH WALES 2093
Mr Scott Beeton 3 MULGOWRIE CRESCENT BALGOWLAH HEIGHTS NEW SOUTH WALES 2093

Signature

print name Scott Beeton capacity Director
sign here date 03-12-2019 //

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
  • (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  • (3) See the definition of "associate" in section 9 of the Corporations Act 2001.
  • (4) Include details of:
    • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
    • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • (6) The voting shares of a company constitute one class unless divided into separate classes.
  • (7) GIve details, if appropriate, of the present association and any change in that association since the last substantial holding notice.