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SEQUOIA FINANCIAL GROUP LTD Major Shareholding Notification 2018

Mar 15, 2018

65767_rns_2018-03-15_47f68550-a3bf-433b-a2b3-be9685fc5d1c.pdf

Major Shareholding Notification

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----- Start of picture text ----- Sequoia Financial Group LtdACN: 091 744 884ASX: SEQ----- End of picture text -----

16 March 2018

Top 20 Shareholders

Sequoia Financial Group Ltd (ASX:SEQ) provides its Top 20 Shareholders as at 15 March 2018 in the attached document.

For further information please contact:

Scott Beeton, Managing Director & CEO +61 2 8114 2222 Tharun Kuppanda, Company Secretary +61 2 8016 2875

ABOUT SEQUOIA FINANCIAL GROUP LIMITED

Registered Office: Level 7, 7 Macquarie Place Sydney NSW 2000 Australia

Phone: +61 2 8114 2222 Fax: +61 2 8114 2200 Email: [email protected] Website: www.sequoia.com.au

ASX-listed Sequoia Financial Group Limited (ASX: SEQ) is an integrated financial services company providing products and services to self-directed retail and wholesale clients and those of third party professional service firms.

It provides:

  • Investment and superannuation products

  • Wealth management and advisory services

  • Corporate advisory and capital markets expertise

  • Retail, wholesale and institutional trading platforms

  • Market data and financial news services

Sequoia operates various AFS Licenses and its subsidiaries D2MX Pty Ltd and Morrison Securities Pty Ltd are ASX Market Participant

Sequoia Financial Group Ltd ACN: 091 744 884

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TOP 20 SHAREHOLDERS as at 15 March 2018

Holder name Ordinary FullyPaid Shares Escrow**Shares1 ** **Total2 ** % ofTotal
BEETON ENTERPRISES PTY LTD <THE SCOTT & SALLY BEETON A/C> 10,896,184 0 10,896,184 10.60%
UNRANDOM PTY LTD 0 10,461,500 10,461,500 10.18%
MR GARRY PETER CROLE 0 9,873,500 9,873,500 9.60%
COJONES PTY LTD <THE JONES FAMILY TRUST NO 2> 3,081,191 3,215,309 6,296,500 6.12%
PAMELA BEETON INVESTMENT PTY LTD 3,586,063 0 3,586,063 3.49%
TOCLO INVESTMENTS PTY LTD 1,654,492 1,726,508 3,381,000 3.29%
NATIONAL NOMINEES LIMITED 2,581,876 0 2,581,876 2.51%
MR PETER STIRLING + MRS ROS STIRLING 2,237,500 0 2,237,500 2.18%
RUFFY STEEDEN LEGACY PTY LTD 923,158 963,342 1,886,500 1.84%
MORRIS INVESTMENTS PTY LTD 1,562,500 0 1,562,500 1.52%
VALUEAD PTY LTD 1,538,462 0 1,538,462 1.50%
MR ANTHONY CHRISTOPHER JONES 719,344 750,656 1,470,000 1.43%
GERSHKOV PTY LTD 683,377 713,123 1,396,500 1.36%
TIBARRUM PTY LTD <PAUL ROBINSON FAM S/F A/C> 0 1,251,093 1,251,093 1.22%
MR ROGER C COTTON + MRS JUNE COTTON 587,464 613,036 1,200,500 1.17%
TIBARRUM PTY LTD <PAUL ROBINSON FAM S/F A/C> 1,198,907 0 1,198,907 1.17%
VONETTA PTY LTD <TRBC S/F A/C> 1,193,238 0 1,193,238 1.16%
DS VENTURES PTY LTD 1,181,250 0 1,181,250 1.15%
J P MORGAN NOMINEES AUSTRALIA LIMITED 1,172,952 0 1,172,952 1.14%
COJONES PTY LTD <JONES FAMILY NO 2 A/C> 1,047,066 0 1,047,066 1.02%
Total Held by Top 20 shareholders 65,413,091 63.63%
TOTAL 102,805,525 100.00%

2 includes shares subject to escrow.

1 escrowed for 12 months from 1 December 2017. Refer to Resolutions 16 to 18, AGM:30 November 2017.