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SEQUOIA FINANCIAL GROUP LTD — Major Shareholding Notification 2018
Jul 23, 2018
65767_rns_2018-07-23_69e5cb6b-3f7a-4bb9-b729-01c6a6656861.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Sequoia Financial Group Ltd | ||
|---|---|---|---|
| ACN | 091 744 884 | ||
1. Details of substantial holder (1)
| Name | Sargon Capital Pty Ltd (Sargon) | |
|---|---|---|
| ACN/ARSN (if applicable)608 799 873 | ||
| There was a change in the interests of thesubstantial holder on | 24/07/2018 | |
| The previous notice was given to the company on | 04/07/2018 | |
| The previous notice was dated | 04/07/2018 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Fully Paid Ordinary shares (FPO) | 12.387.089 | 12.05% | 22,692,619 | 19.24% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevantinterest changed | Nature ofchange (6) | Consideration given inrelation to change (7) | Class and number ofsecurities affected | Person's votesaffected |
|---|---|---|---|---|---|
| 24/07/2018 | Sargon | Placement | $3,400,000.00 | 10,303,030 FPO | Sargon |
| 03/07/2018 | Sargon | On-MarketTrade | $844.50 | 2.500 FPO | Sargon |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevant interest | Registered holder ofsecurities | Person entitled tobe registered asholder (8) | Nature ofrelevant interest(6) | Class and number ofsecurities | Person's votes |
|---|---|---|---|---|---|
| Sargon | Sargon | Sargon | Direct | 21.154.157 FPO | 21, 154, 157 |
| Valuead Pty Ltd(Valuead) | Valuead | Valuead | Direct | 1,538,462 FPO | 538.462 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Valuead Pty Ltd | Sargon Capital Pty Ltd and Valuead Pty Ltd share common directors and are, therefore,related parties. |
6. Addresses
The addresses of persons named in this form are as follows:
$\overline{\mathbf{e}}$
| Name | Address | ||
|---|---|---|---|
| Sargon Capital Pty Ltd | Level 9, 287 Collins Street, Melbourne, Victoria 3000 | ||
| Valuead Pty Ltd | Level 9, 287 Collins Street, Melbourne, Victoria 3000 |
Signature
| print name | Fiona Borrelli | capacity | Company Secretary |
|---|---|---|---|
| sign here | date | ∽ | |