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SEQUOIA FINANCIAL GROUP LTD Major Shareholding Notification 2018

Jul 23, 2018

65767_rns_2018-07-23_69e5cb6b-3f7a-4bb9-b729-01c6a6656861.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Sequoia Financial Group Ltd
ACN 091 744 884

1. Details of substantial holder (1)

Name Sargon Capital Pty Ltd (Sargon)
ACN/ARSN (if applicable)608 799 873
There was a change in the interests of thesubstantial holder on 24/07/2018
The previous notice was given to the company on 04/07/2018
The previous notice was dated 04/07/2018

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Fully Paid Ordinary shares (FPO) 12.387.089 12.05% 22,692,619 19.24%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevantinterest changed Nature ofchange (6) Consideration given inrelation to change (7) Class and number ofsecurities affected Person's votesaffected
24/07/2018 Sargon Placement $3,400,000.00 10,303,030 FPO Sargon
03/07/2018 Sargon On-MarketTrade $844.50 2.500 FPO Sargon

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder ofrelevant interest Registered holder ofsecurities Person entitled tobe registered asholder (8) Nature ofrelevant interest(6) Class and number ofsecurities Person's votes
Sargon Sargon Sargon Direct 21.154.157 FPO 21, 154, 157
Valuead Pty Ltd(Valuead) Valuead Valuead Direct 1,538,462 FPO 538.462

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
Valuead Pty Ltd Sargon Capital Pty Ltd and Valuead Pty Ltd share common directors and are, therefore,related parties.

6. Addresses

The addresses of persons named in this form are as follows:

$\overline{\mathbf{e}}$

Name Address
Sargon Capital Pty Ltd Level 9, 287 Collins Street, Melbourne, Victoria 3000
Valuead Pty Ltd Level 9, 287 Collins Street, Melbourne, Victoria 3000

Signature

print name Fiona Borrelli capacity Company Secretary
sign here date