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SEQUOIA FINANCIAL GROUP LTD Major Shareholding Notification 2017

Dec 6, 2017

65767_rns_2017-12-06_f12fa490-9eed-4749-b83f-530f97f414f2.pdf

Major Shareholding Notification

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----- Start of picture text ----- Sequoia Financial Group LtdACN: 091 744 884ASX: SEQ----- End of picture text -----

7 December 2017

Top 20 Shareholders

Following the completion of the InterPrac Ltd acquisition, Sequoia Financial Group Ltd (ASX:SEQ) provides its Top 20 Shareholders as at 6 December 2017 in the attached document.

For further information please contact:

Scott Beeton, Managing Director & CEO +61 2 8114 2222 Tharun Kuppanda, Company Secretary +61 2 8016 2875

ABOUT SEQUOIA FINANCIAL GROUP LIMITED

Registered Office: Level 36, 50 Bridge St Sydney NSW 2000 Australia

Phone: +61 2 8114 2222 Fax: +61 2 8114 2200 Email: [email protected] Website: www.sequoia.com.au

ASX-listed Sequoia Financial Group Limited (ASX: SEQ) is an integrated financial services company providing products and services to self-directed retail and wholesale clients and those of third party professional service firms.

It provides:

  • Investment and superannuation products

  • Wealth management and advisory services

  • Corporate advisory and capital markets expertise

  • Retail, wholesale and institutional trading platforms

  • Market data and financial news services

Sequoia operates various AFS Licenses and Its subsidiaries D2MX Pty Ltd and Morrison Securities Pty Ltd are ASX Market Participants.

Sequoia Financial Group Ltd ACN: 091 744 884

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TOP 20 SHAREHOLDERS as at 6 December 2017

Holder name Ordinary FullyPaid Shares **Escrow Shares1 ** **Total2 ** % ofTotal
BEETON ENTERPRISES PTY LTD <THE SCOTT & SALLY BEETON A/C> 10,896,184 - 10,896,184 10.60%
UNRANDOM PTY LTD - 10,461,500 10,461,500 10.18%
MR GARRY PETER CROLE - 9,873,500 9,873,500 9.60%
COJONES PTY LTD <THE JONES FAMILY TRUST NO 2> 3,081,191 3,215,309 6,296,500 6.12%
PAMELA BEETON INVESTMENT PTY LTD 3,586,063 - 3,586,063 3.49%
TOCLO INVESTMENTS PTY LTD 1,654,492 1,726,508 3,381,000 3.29%
NATIONAL NOMINEES LIMITED 2,657,501 - 2,657,501 2.58%
TIBARRUM PTY LIMITED 1,198,907 1,251,093 2,450,000 2.38%
MR PETER STIRLING + MRS ROS STIRLING 2,237,500 - 2,237,500 2.18%
RUFFY STEEDEN LEGACY PTY LTD <RUFFY STEEDEN LEGACYSUPERANNUATION FUND> 923,158 963,342 1,886,500 1.84%
HENRY MORGAN LIMITED 1,804,534 - 1,804,534 1.76%
MORRIS INVESTMENTS PTY LTD 1,562,500 - 1,562,500 1.52%
VALUEAD PTY LTD 1,538,462 - 1,538,462 1.50%
MR ANTHONY CHRISTOPHER JONES 719,344 750,656 1,470,000 1.43%
GERSHKOV PTY LTD 683,377 713,123 1,396,500 1.36%
AUST EXECUTOR TRUSTEES LTD 1,298,228 - 1,298,228 1.26%
MR ROGER C COTTON + MRS JUNE COTTON 587,464 613,036 1,200,500 1.17%
WATERLINE PROPERTIES PTY LTD 563,486 588,014 1,151,500 1.12%
COJONES PTY LTD <JONES FAMILY NO 2 A/C> 1,047,066 - 1,047,066 1.02%
SOPHAT PTY LTD <MATOPHIE SUPER FUND A/C> 970,100 - 970,100 0.94%
Total Held by Top 20 shareholders 67,165,638 65.33%
TOTAL 102,805,525 100.00%

1 escrowed for 12 months from 1 December 2017. Refer to Resolutions 16 to 18, AGM:30 November 2017. 2 includes shares subject to escrow.