SEQUOIA FINANCIAL GROUP LTD — Major Shareholding Notification 2017

Dec 6, 2017

604 Page 1 of 3 15 July 2001

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme SEQUOIA FINANCIAL GROUP LTD ACN 091 744 884

1. Details of substantial holder (1)

Name Beeton Enterprises Pty Ltd ( Beeton Enterprises ) ACN/ARSN (if applicable) 117 735 243

There was a change in the interests of the substantial holder on 1/12/2017 The previous notice was given to the company on 07/01/2015 The previous notice was dated 07/01/2015

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

cheme, are as follows:
Class of securities (4)	Previous notice		Present notice
	Person’s votes	Voting power(5)	Person’s votes	Voting power(5)
Fully Paid Ordinary shares (FPO)	11,263,398*	23.08%*	11,858,563	11.53%

• Post Consolidation basis (refer to announcement 30 September 2016)

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

llows:
Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person's votes affected
27/09/2017	Beeton Enterprises	Dilution on Placement	Nil	10,896,184 FPO	Beeton Enterprises
09/03/2015	Beeton Enterprises	On-market Trade	$25,000	1,470,589 FPO	Beeton Enterprises
07/11/2016	Mr Scott Beeton + Mrs Sally Beeton BeetonS/F A/C>	Off-market transfer	Nil	-717,935 FPO	Mr Scott Beeton + Mrs Sally Beeton BeetonS/F A/C>
07/11/2016	Manly Lane Pty Ltd BeetonSupA/C>	Off-market transfer	Nil	717,935 FPO	Manly Lane Pty Ltd BeetonSupA/C>
13/12/2016	Manly Lane Pty Ltd BeetonSupA/C>	On-market Trade	$4,999.50	22,220 FPO	Manly Lane Pty Ltd BeetonSupA/C>
27/09/2017	Manly Lane Pty Ltd BeetonSupA/C>	Dilution on Placement	Nil	740,155 FPO	Manly Lane Pty Ltd BeetonSupA/C>
27/09/2017	Mr Scott Lionel Beeton Myeela Beeton\ A/C>	Dilution on Placement	Nil	11,112 FPO	Mr Scott Lionel Beeton Myeela Beeton\ A/C>
27/09/2017	Mr Scott Beeton A/C>	Dilution on Placement	Nil	11,112 FPO	Mr Scott Beeton A/C>

• Post Consolidation basis (refer to announcement 30 September 2016)

604 Page 2 of 3 15 July 2001

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder(8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
Beeton Enterprises	Beeton Enterprises Pty Ltd	Beeton Enterprises	Mr. Beeton – Director	10,896,184 FPO	10,896,184
Manly Lane Pty Ltd Sally Beeton\ SupA/C>	Manly Lane Pty Ltd	Manly Lane Pty Ltd & Sally\ Beeton Sup\ A/C>	Mr. Beeton – Director	740,155 FPO	740,155
Mr Scott Lionel Beeton Myeela\ Beeton A/C>	Mr Scott Lionel Beeton	Mr Scott Lionel Beeton Myeela\ Beeton A/C>	Dependent	111,112 FPO	111,112
Mr Scott Beeton Beeton A/C>	Mr Scott Beeton	Mr Scott Beeton Beeton A/C>	Dependent	111,112 FPO	111,112

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
Mr Scott Beeton + Mrs Sally Beeton	Mr. Beeton was a trustee and beneficiary of the . He then transferred holding to Manly Lane Pty Ltd .
Manly Lane Pty Ltd Beeton Sup A/C> ACN 600 198 687	Mr. Beeton is a Director of Manly Lane Pty Ltd and a beneficiary of the Sup A/C>. Manly Lane acquired its holding from Mr Scott Beeton + Mrs Sally Beeton Sally Beeton S/F A/C>.

6. Addresses

The addresses of persons named in this form are as follows:

he addresses of persons named in this form are as follows:
Name	Address
Beeton Enterprises	3 MULGOWIRE CRESCENT BALGOWLAH HEIGHTS NEW SOUTH WALES 2093
Manly Lane Pty Ltd	3 MULGOWRIE CRESCENT BALGOWLAH HEIGHTS NEW SOUTH WALES 2093
Mr Scott Lionel Beeton	3 MULGOWRIE CRESCENT BALGOWLAH HEIGHTS NEW SOUTH WALES 2093
Mr Scott Beeton	3 MULGOWRIE CRESCENT BALGOWLAH HEIGHTS NEW SOUTH WALES 2093

Signature

re
print name sign here	Scott Beeton capacity Director
	date 07/12/2017

604 Page 3 of 3 15 July 2001

DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

• (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.